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   <ui>ar3910</ui>
   <ji>1478-6354</ji>
   <fm>
      <dochead>Review</dochead>
      <bibl>
         <title>
            <p>B-cell depletion in SLE: clinical and trial experience with rituximab and ocrelizumab
               and implications for study design</p>
         </title>
         <aug>
            <au ca="yes" id="A1"><snm>Reddy</snm><fnm>Venkat</fnm><insr iid="I1"/><email>v.reddy@ucl.ac.uk</email></au>
            <au id="A2"><snm>Jayne</snm><fnm>David</fnm><insr iid="I2"/></au>
            <au id="A3"><snm>Close</snm><fnm>David</fnm><insr iid="I3"/></au>
            <au id="A4"><snm>Isenberg</snm><fnm>David</fnm><insr iid="I1"/></au>
         </aug>
         <insg>
            <ins id="I1"><p>Centre for Rheumatology, The Rayne Building, 4th Floor, Room 424, 5 University
                  Street, London WC1E 6JF, UK</p></ins>
            <ins id="I2"><p>Department of Medicine, Cambridge University Hospitals NHS Foundation Trust,
                  Cambridge CB2 0QQ, UK</p></ins>
            <ins id="I3"><p>Inflammation and Autoimmunity, MedImmune Limited, Milstein Building, Granta Park,
                  Cambridge CB21 6GH, UK</p></ins>
         </insg>
         <source>Arthritis Research &amp; Therapy</source>

         
         <supplement><title><p>B cells in autoimmune diseases: Part 2</p></title><sponsor><note>The supplement was proposed by the journal and content was developed in consultation with the Editors-in-Chief. Articles have been independently prepared by the authors and have undergone the journal's standard peer review process. Publication of the supplement was supported by Medimmune.</note></sponsor><note>Reviews</note></supplement><issn>1478-6354</issn>
         <pubdate>2013</pubdate>
         <volume>15</volume>
         <issue>Suppl 1</issue>
         <fpage>S2</fpage>
         <url>http://arthritis-research.com/content/15/S1/S2</url>
         <xrefbib><pubidlist><pubid idtype="doi">10.1186/ar3910</pubid><pubid idtype="pmpid">23566295</pubid></pubidlist></xrefbib>
      </bibl>
      <history><pub><date><day>11</day><month>2</month><year>2013</year></date></pub></history>
      <cpyrt><year>2013</year><collab>Reddy et al.; licensee BioMed Central Ltd.</collab><note>This is an open access article distributed under the terms of the Creative Commons
            Attribution License (<url>http://creativecommons.org/licenses/by/2.0</url>), which
            permits unrestricted use, distribution, and reproduction in any medium, provided the
            original work is properly cited.</note></cpyrt>
      <abs>
         <sec>
            <st>
               <p>Abstract</p>
            </st>
            <p>B cells are believed to be central to the disease process in systemic lupus
               erythematosus (SLE), making them a target for new therapeutic intervention. In recent
               years there have been many publications regarding the experience in SLE of B-cell
               depletion utilising rituximab, an anti-CD20 mAb that temporarily depletes B cells,
               reporting promising results in uncontrolled open studies and in routine clinical use.
               However, the two large randomised controlled trials in extra-renal lupus (EXPLORER
               study) and lupus nephritis (LUNAR study) failed to achieve their primary endpoints.
               Based on the clinical experience with rituximab this failure was somewhat unexpected
               and raised a number of questions and concerns, not only into the true level of
               benefit of B-cell depletion in a broad population but also how to test the true level
               of effectiveness of an investigational agent as we seek to improve the design of
               therapeutic trials in SLE. A better understanding of what went wrong in these trials
               is essential to elucidate the underlying reasons for the disparate observations noted
               in open studies and controlled trials. In this review, we focus on various factors
               that may affect the ability to accurately and confidently establish the level of
               treatment effect of the investigational agent, in this case rituximab, in the two
               studies and explore hurdles faced in the randomised controlled trials investigating
               the efficacy of ocrelizumab, the humanised anti-CD20 mAb, in SLE. Further, based on
               the lessons learned from the clinical trials, we make suggestions that could be
               implemented in future clinical trial design to overcome the hurdles faced.</p>
         </sec>
      </abs>
   </fm>
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   <bdy>
      <sec>
         <st>
            <p>Background</p>
         </st>
         <p>B cells have been targeted in the treatment of systemic lupus erythematosus (SLE) and
            rheumatoid arthritis (RA) owing to the central role they play in the pathogenesis of
            these disorders. These cells play a critical role in host defence through their
            maturation into antibody-secreting plasma cells, secretion of proinflammatory cytokines,
            antigen presentation and co-stimulatory support for T cells. However, dysfunctional
            recognition of self-antigens as nonself-antigens results in autoantibody production,
            sustained by plasma cells derived from the B-cell lineage that survive for prolonged
            periods in the lymphoid tissues. B cells also participate in inflammatory reactions
            through antibody-independent mechanisms by acting as antigen-presenting cells and
            co-stimulation of T cells and other inflammatory cell types, although as yet there are
            no validated biomarkers that distinguish pathogenic from protective B-cell subsets.
            Reagents that specifically target pathogenic B-cell subsets are therefore not likely to
            be available in the near future. This reality provides the rationale for targeting B
            cells in patients with SLE, RA and other autoimmune diseases <abbrgrp>
               <abbr bid="B1">1</abbr>
               <abbr bid="B2">2</abbr>
               <abbr bid="B3">3</abbr>
               <abbr bid="B4">4</abbr>
               <abbr bid="B5">5</abbr>
            </abbrgrp>.</p>
         <p>B-cell-targeted immunotherapy was initially developed for the treatment of
            B-cell-related malignancies, which are associated with poor prognosis despite aggressive
            cytotoxic therapies. Of the many surface-expressed antigens on B cells studied as
            possible targets, CD20 - a transmembrane phosphoprotein expressed in normal B cells as
            well as 90% of lymphomas - is not shed or modulated, making it an attractive target. In
            1994, Reff and colleagues reported a major (95%) and sustained (up to 90 days) B-cell
            depletion using a murine mAb (2B8) that targeted CD20 on B cells in nonhuman primates <abbrgrp>
               <abbr bid="B6">6</abbr>
            </abbrgrp>. In 1997, a landmark study reported on both the safety and efficacy of
            rituximab, a chimeric (mouse-human) mAb directed against CD20, for the treatment of
            relapsed, refractory low-grade or follicular lymphoma <abbrgrp>
               <abbr bid="B7">7</abbr>
            </abbrgrp>. In November 1997, rituximab was licensed for this indication. Rituximab is
            now a part of the standard therapeutic regimen in the management of B-cell malignancies
            and remains among the most successful therapeutic mAbs. Interestingly, the response rate
            is variable amongst individuals with the same histological type of lymphoma as well as
            the overall response rate between different histological types <abbrgrp>
               <abbr bid="B8">8</abbr>
            </abbrgrp>. This suggests that B-cell depletion is not uniform across patients or indeed
            diseases for reasons yet to be fully understood, but Fc&#947; receptor function appears
            important with enhanced Fc&#947; receptor IIb expression being associated with reduced
            rituximab efficacy in lymphoma <abbrgrp>
               <abbr bid="B9">9</abbr>
            </abbrgrp>. Intriguingly, polymorphisms of this receptor are associated with SLE,
            although their precise role in the disease and potential for targeted therapeutic
            intervention is not understood.</p>
         <p>In 1999, Professor Edwards' group at University College London treated a small number of
            patients with refractory RA using rituximab, having been encouraged by the safety and
            efficacy profile of induced transient depletion of B cells in haematological
            malignancies. This study and subsequent studies of rituximab in RA, including a large
            phase II randomised controlled trial, indicated that the treatment was potentially safe
            and effective <abbrgrp>
               <abbr bid="B10">10</abbr>
               <abbr bid="B11">11</abbr>
               <abbr bid="B12">12</abbr>
               <abbr bid="B13">13</abbr>
            </abbrgrp>. The regimen in these studies utilised two doses (1,000 mg) of rituximab
            given 2 weeks apart, with premedication including a single 100 mg intravenous dose of
            methylprednisolone and 10 mg chlorphenamine. In the original study, patients also
            received a course of high-dose prednisolone (60 mg for up to 3 weeks and then tapering
            over the next 3 to 4 weeks or maintaining at 5 mg a day). Responding patients were
            retreated at or just before predicted relapse. Initially, intravenous cyclophosphamide
            was used to accompany the rituximab <abbrgrp>
               <abbr bid="B10">10</abbr>
            </abbrgrp>. The phase II study showed that cyclophosphamide could be replaced by
            methotrexate or rituximab on its own, although the response rates were better when
            rituximab was used in combination with methotrexate. Further, the assigned dose of
            prednisolone was reduced to 60 mg/day oral prednisone on day 2 and days 4 to 7 and 30
            mg/day oral prednisone on days 8 to 14 <abbrgrp>
               <abbr bid="B11">11</abbr>
            </abbrgrp>.</p>
      </sec>
      <sec>
         <st>
            <p>Clinical experience of rituximab in SLE</p>
         </st>
         <p>The first open, uncontrolled study of rituximab for patients with SLE, by Professor
            Isenberg's group at University College London, showed improvements in both clinical and
            laboratory features of disease following treatment with rituximab in refractory SLE <abbrgrp>
               <abbr bid="B14">14</abbr>
            </abbrgrp>; these observations have been supported by the publication of many other
            similar open, nonrandomised studies <abbrgrp>
               <abbr bid="B15">15</abbr>
               <abbr bid="B16">16</abbr>
               <abbr bid="B17">17</abbr>
               <abbr bid="B18">18</abbr>
               <abbr bid="B19">19</abbr>
            </abbrgrp> (Table <tblr tid="T1">1</tblr>). The University College London regimen
            employed premedication with 100 mg intravenous methylprednisolone in addition to 750 mg
            low-dose intravenous cyclophosphamide (for renal manifestations) 1 day prior to the
            first of two doses of rituximab, given 2 weeks apart. More recently just one dose of
            cyclophosphamide has been used, and any subsequent need for immunosuppressive therapy is
            adjusted based on the merits of clinical response and disease manifestation activity
            that can be assessed using well-validated tools such as the British Isles Lupus
            Assessment Group (BILAG) 2004 index (for example, using the BLIPS computer software
            program; LIMATHON, Sheffield, UK).</p>
         <tbl hint_layout="single" id="T1"><title><p>Table 1</p></title><caption><p>Reported efficacy of rituximab in nonrandomised trials of systemic lupus
                  erythematosus</p></caption><tblbdy cols="5">
      <r>
         <c ca="left">
            <p>
               <b>Study</b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Rituximab </b>
               <b>regimen</b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Organ-specific </b>
               <b>disease</b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Number of </b>
               <b>patients/</b>
               <b>follow-up </b>
               <b>(months)</b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Method of assessment </b>
               <b>(mean disease activity score before/after </b>
               <b>B-cell depletion)</b>
            </p>
         </c>
      </r>
      <r>
         <c cspan="5">
            <hr/>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Anolik and colleagues <abbrgrp><abbr bid="B64">64</abbr></abbrgrp>; Looney and colleagues <abbrgrp><abbr bid="B26">26</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>Variable</p>
         </c>
         <c ca="left">
            <p>No (7 LN)</p>
         </c>
         <c ca="left">
            <p>17/12</p>
         </c>
         <c ca="left">
            <p>SLAM improved in patients achieving effective B-cell depletion (6.8/5.2)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Leandro and colleagues <abbrgrp><abbr bid="B15">15</abbr></abbrgrp><sup>b</sup></p>
         </c>
         <c ca="left">
            <p>2-dose</p>
         </c>
         <c ca="left">
            <p>No (17/19 LN)</p>
         </c>
         <c ca="left">
            <p>19/6</p>
         </c>
         <c ca="left">
            <p>BILAG (13.9/5)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Vigna-Perez and colleagues <abbrgrp><abbr bid="B65">65</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>2-dose</p>
         </c>
         <c ca="left">
            <p>Yes, LN</p>
         </c>
         <c ca="left">
            <p>22/3</p>
         </c>
         <c ca="left">
            <p>Mexico-SLEDAI (10.8/6.8)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Cambridge and colleagues <abbrgrp><abbr bid="B21">21</abbr></abbrgrp><sup>b</sup></p>
         </c>
         <c ca="left">
            <p>2-dose</p>
         </c>
         <c ca="left">
            <p>No (12/15 LN)</p>
         </c>
         <c ca="left">
            <p>15/6</p>
         </c>
         <c ca="left">
            <p>BILAG</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Tamimoto and colleagues <abbrgrp><abbr bid="B66">66</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>Variable</p>
         </c>
         <c ca="left">
            <p>No (4/8LN)</p>
         </c>
         <c ca="left">
            <p>8</p>
         </c>
         <c ca="left">
            <p>SLEDAI (17.6/7.3)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Tokunaga and colleagues <abbrgrp><abbr bid="B28">28</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>Variable</p>
         </c>
         <c ca="left">
            <p>Yes, NPSLE</p>
         </c>
         <c ca="left">
            <p>10/7 to 45</p>
         </c>
         <c ca="left">
            <p>Neurological parameters (GCS)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Tanaka and colleagues <abbrgrp><abbr bid="B67">67</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>2-dose</p>
         </c>
         <c ca="left">
            <p>No (6LN)</p>
         </c>
         <c ca="left">
            <p>14/7</p>
         </c>
         <c ca="left">
            <p>BILAG (12.5/7.1)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Ng and colleagues <abbrgrp><abbr bid="B17">17</abbr></abbrgrp><sup>b</sup></p>
         </c>
         <c ca="left">
            <p>2-dose</p>
         </c>
         <c ca="left">
            <p>No (21 LN)</p>
         </c>
         <c ca="left">
            <p>32/39</p>
         </c>
         <c ca="left">
            <p>BILAG (13/5)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Reynolds and colleagues <abbrgrp><abbr bid="B45">45</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>Variable</p>
         </c>
         <c ca="left">
            <p>No</p>
         </c>
         <c ca="left">
            <p>11/10</p>
         </c>
         <c ca="left">
            <p>BILAG (median reduction of 7.5)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Li and colleagues <abbrgrp><abbr bid="B68">68</abbr></abbrgrp>,</p>
         </c>
         <c ca="left">
            <p>2-dose</p>
         </c>
         <c ca="left">
            <p>Yes, LN</p>
         </c>
         <c ca="left">
            <p>19/12</p>
         </c>
         <c ca="left">
            <p>SLEDAI (9.2/2.5)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Lu and colleagues <abbrgrp><abbr bid="B69">69</abbr></abbrgrp><sup>b</sup></p>
         </c>
         <c ca="left">
            <p>2-dose</p>
         </c>
         <c ca="left">
            <p>No (33/45 LN)</p>
         </c>
         <c ca="left">
            <p>45/39.6</p>
         </c>
         <c ca="left">
            <p>BILAG (12/5)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Pepper and colleagues <abbrgrp><abbr bid="B56">56</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>2-dose + MMF maintenance</p>
         </c>
         <c ca="left">
            <p>Yes, LN</p>
         </c>
         <c ca="left">
            <p>20/12</p>
         </c>
         <c ca="left">
            <p>Renal parameters improved in 14/18 at 12 months</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Catapano and colleagues <abbrgrp><abbr bid="B19">19</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>4-dose (15) or2-dose + CYC (16)</p>
         </c>
         <c ca="left">
            <p>No (11 LN)</p>
         </c>
         <c ca="left">
            <p>31/30</p>
         </c>
         <c ca="left">
            <p>BILAG (14.5/3.5 at 24 months)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Sfikakis and colleagues <abbrgrp><abbr bid="B70">70</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>4-dose</p>
         </c>
         <c ca="left">
            <p>Yes, LN</p>
         </c>
         <c ca="left">
            <p>10/12</p>
         </c>
         <c ca="left">
            <p>Renal parameters</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Gottenberg and colleagues <abbrgrp><abbr bid="B71">71</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>4-dose</p>
         </c>
         <c ca="left">
            <p>No (4 LN)</p>
         </c>
         <c ca="left">
            <p>13/8.3</p>
         </c>
         <c ca="left">
            <p>SLEDAI (8/2)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Smith and colleagues <abbrgrp><abbr bid="B18">18</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>4-dose, retreated with 2-dose</p>
         </c>
         <c ca="left">
            <p>No</p>
         </c>
         <c ca="left">
            <p>11/24</p>
         </c>
         <c ca="left">
            <p>BILAG (14/2)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Gunnarsson and colleagues <abbrgrp><abbr bid="B72">72</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>4-dose</p>
         </c>
         <c ca="left">
            <p>Yes, LN</p>
         </c>
         <c ca="left">
            <p>7/6</p>
         </c>
         <c ca="left">
            <p>SLEDAI (15/3)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Galarza and colleagues <abbrgrp><abbr bid="B73">73</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>4-dose</p>
         </c>
         <c ca="left">
            <p>No</p>
         </c>
         <c ca="left">
            <p>43/12</p>
         </c>
         <c ca="left">
            <p>SLEDAI (12.5/4.5)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Jonsdottir and colleagues <abbrgrp><abbr bid="B74">74</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>4-dose</p>
         </c>
         <c ca="left">
            <p>No (10 LN)</p>
         </c>
         <c ca="left">
            <p>16/27</p>
         </c>
         <c ca="left">
            <p>SLEDAI (12.1/4.7)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Lindholm and colleagues <abbrgrp><abbr bid="B75">75</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>4-dose</p>
         </c>
         <c ca="left">
            <p>No (17 LN)</p>
         </c>
         <c ca="left">
            <p>29/22</p>
         </c>
         <c ca="left">
            <p>Renal parameters</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Sutter and colleagues <abbrgrp><abbr bid="B76">76</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>4-dose</p>
         </c>
         <c ca="left">
            <p>No</p>
         </c>
         <c ca="left">
            <p>12</p>
         </c>
         <c ca="left">
            <p>SLEDAI (9/5)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Boletis and colleagues <abbrgrp><abbr bid="B77">77</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>4-dose</p>
         </c>
         <c ca="left">
            <p>Yes, LN</p>
         </c>
         <c ca="left">
            <p>10/38</p>
         </c>
         <c ca="left">
            <p>Renal parameters</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Melander and colleagues <abbrgrp><abbr bid="B78">78</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>4-dose regimen (10 retreated)</p>
         </c>
         <c ca="left">
            <p>Yes, LN</p>
         </c>
         <c ca="left">
            <p>20/22</p>
         </c>
         <c ca="left">
            <p>12/20 improved</p>
         </c>
      </r>
   </tblbdy><tblfn>
      <p>BILAG, British Isles Lupus Assessment Group; CYC, cyclophosphamide; GCS, Glasgow
                  Coma Scale; MMF, mycophenolate mofetil; SLAM, systemic lupus activity measure; LN,
                  lupus nephritis; NPSLE, neuropsychiatric systemic lupus erythematosus; SLEDAI,
                  Systemic Lupus Erythematosus Disease Activity Index. <sup>a</sup>Randomised
                  controlled trial. <sup>b</sup>Same cohort in these studies.</p>
   </tblfn></tbl>
         <p>Appreciating this robust clinical management focused on the individual patient -
            potentially involving multi-disciplinary expert opinion, including rheumatologists,
            dermatologists and renal physicians - is important when comparing the results with those
            from large multicentre randomised controlled trials with variable quality observations
            in a broad population.</p>
         <p>Worthy of note is that the indication for rituximab at Professor Isenberg's centre is a
            combination of active disease (renal or nonrenal) (assessed by the BILAG 2004 index)
            poorly controlled despite at least two standard immunosuppressive agents (not including
            corticosteroids) used for sufficient time at optimal doses. To date, 100 patients have
            been treated at University College London with at least one cycle of rituximab and more
            than 30 patients have received repeated treatment. Although involving only small
            numbers, the observations from repeating the regimen showed that improvements in
            disease, including remission rates, were sustained in patients who responded to the
            initial treatment <abbrgrp>
               <abbr bid="B20">20</abbr>
            </abbrgrp>. This same group has previously demonstrated following B-cell depletion
            therapy (BCDT) that anti-double-stranded DNA (anti-dsDNA) and anti-nucleosome antibodies
            reduce to 30 to 40% of baseline, whereas other autoantibodies such as anti-Ro and
            antibodies to pneumococcal polysaccharide (protective) remain unaltered. This
            observation would suggest that rapidly proliferating clones of B cells may give rise to
            short-lived plasma cells that produce these anti-dsDNA, anti-cardiolipin and
            anti-nucleosome antibodies and appear preferentially affected by BCDT <abbrgrp>
               <abbr bid="B21">21</abbr>
            </abbrgrp>, whereas other autoantibodies such as anti-Ro and anti-RNP or protective
            antibodies, which develop following immunisation and are thought to be produced by
            long-lived plasma cells, remain unaltered.</p>
         <p>In line with this experience, anti-dsDNA antibody levels tend to fall but not to
            normalise and these antibodies are probably produced by a combination of short-lived and
            long-lived plasma cells. Similar to these findings, a <it>post-hoc </it>analysis of the
            EXPLORER trial focusing on the biological effects of rituximab revealed a significant
            reduction in the levels of anti-dsDNA and anti-cardiolipin antibodies and a significant
            increase in complement levels and serum BAFF in the rituximab-treated group versus
            placebo. Analysis of the repopulation dynamics of subsets of B cells identified
            na&#239;ve cells as the primary phenotype detected first in circulation; however, the
            phenotype analysis was limited in that CD27<sup>- </sup>memory cells were not examined
            in this study <abbrgrp>
               <abbr bid="B22">22</abbr>
            </abbrgrp>. The changes in biological effects did not translate into clinical benefits
            at 1 year. Whether a long-term follow up with more detailed phenotype analysis at
            various time points would help predict response to rituximab therapy is not known.
            However, designing clinical trials to define the precise relationship between the
            biological effects that occur following BCDT and the clinical response in the long term
            (typically, 2 to 5 years) would be met with the potential challenge of maintaining
            remission in the placebo group with conventional immunosuppressants alone. The effects
            extend to global disease control including an improvement in lipid profile <abbrgrp>
               <abbr bid="B23">23</abbr>
            </abbrgrp>, but such benefits are not necessarily captured in randomised controlled
            trials with a short duration of follow-up.</p>
         <p>Recently, following the approach by a group at Imperial College (see later) in a pilot
            study, eight patients with active disease were treated at diagnosis with rituximab in an
            attempt to avoid the use of corticosteroids. Using this approach it was possible to
            reduce the cumulative dose of steroids substantially in five of the eight patients <abbrgrp>
               <abbr bid="B24">24</abbr>
            </abbrgrp>, a major long-term advantage.</p>
         <p>A recent review of the rituximab experience in approximately 200 patients with
            refractory SLE, from open studies and real clinical experience, indicated that many
            would respond at least partially to B-cell depletion <abbrgrp>
               <abbr bid="B25">25</abbr>
            </abbrgrp>. Differences in determining endpoints for these studies make it difficult to
            establish formal median and range of improvements. In a phase I/II dose-escalation trial
            of the safety and efficacy of rituximab in addition to ongoing therapy in 18 patients
            with SLE, three dosing regimens of rituximab were studied as follows: six patients
            received a low dose, a single infusion of 100 mg/m<sup>2</sup>; six patients received an
            intermediate dose, a single infusion of 375 mg/m<sup>2</sup>; and five patients received
            a high dose, four infusions of 375 mg/m<sup>2 </sup>administered 1 week apart. There was
            a significant improvement in the disease activity, as measured by systemic lupus
            activity measure scores, in all patients by 2 months, which persisted at 12 months
            regardless of a change in anti-dsDNA antibody and complement levels. Six of 17 patients
            developed human anti-chimeric antibodies, resulting in reduced serum rituximab levels
            and inefficient B-cell depletion and less impressive efficacy. Importantly, there were
            no significant adverse events <abbrgrp>
               <abbr bid="B26">26</abbr>
            </abbrgrp>. The UK-BIOGEAS registry study of 164 patients with refractory or relapsing
            lupus nephritis reported a 67% partial or complete response rate to rituximab using
            standardised response criteria <abbrgrp>
               <abbr bid="B27">27</abbr>
            </abbrgrp>.</p>
         <p>Clinicians therefore continue to use rituximab for refractory lupus nephritis as well as
            nonrenal manifestations including haematological, skin and central nervous system
            manifestations where clinically useful responses have been reported <abbrgrp>
               <abbr bid="B28">28</abbr>
               <abbr bid="B29">29</abbr>
            </abbrgrp>. There is thus extensive nonrandomised and retrospective experience of
            rituximab in the treatment of refractory SLE. A role for rituximab for this indication
            is supported by the consistency of the reports of improvement but differences in
            regimens, concomitant medications and endpoints remain, making it difficult to assess
            the extent of effectiveness of B-cell depletion accurately. Additionally, there is
            uncertainty as to how to reduce relapse risk after rituximab, and an unqualified
            recommendation for rituximab in refractory SLE will require higher quality evidence.</p>
      </sec>
      <sec>
         <st>
            <p>Safety and efficacy in clinical trials</p>
         </st>
         <p>To evaluate the safety and efficacy of rituximab in SLE in a clinical trial setting, two
            double-blind, randomised, placebo-controlled trials (DBRCTs) investigating renal (LUNAR
            study) and nonrenal (EXPLORER study) manifestations were undertaken (Table <tblr tid="T2">2</tblr>). Both trials addressed the hypothesis that the addition of
            rituximab to the standard of care, corticosteroids and immunosuppressants was superior
            to addition of placebo for the control of SLE activity.</p>
         <tbl hint_layout="single" id="T2"><title><p>Table 2</p></title><caption><p>Summary of the randomised-controlled trials of rituximab therapy in systemic lupus
                  erythematosus</p></caption><tblbdy cols="5">
      <r>
         <c ca="left">
            <p>
               <b>Study </b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Rituximab regimen </b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Concomitant therapy </b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Endpoints </b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Results </b>
            </p>
         </c>
      </r>
      <r>
         <c cspan="5">
            <hr/>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>LUNAR</p>
         </c>
         <c ca="left">
            <p>Randomised 1:1 to receive either rituximab or placebo on days 1, 15, 168,
                        and 182</p>
         </c>
         <c ca="left">
            <p>MMF and corticosteroids</p>
         </c>
         <c ca="left">
            <p>Primary: (i) % patients with complete or partial renal responses at week 52.
                        Secondary: (ii) patients with BL UPCR &gt;3 to UPCR &lt;1; (iii) % change
                        from BL in anti-dsDNA; and (iv) mean change from BL in C3 (mg/dl)</p>
         </c>
         <c ca="left">
            <p>(i) and (ii) no significant difference; (iii) placebo (50%) and rituximab
                        (69%) (<it>P </it>&lt;0.01); and (iv) placebo (25.9%) and rituximab (37.5%)
                           (<it>P </it>&lt;0.03). % patients requiring a new immunosuppressive agent
                        placebo (11.1%) and rituximab (1.4%)</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>EXPLORER</p>
         </c>
         <c ca="left">
            <p>Randomised 1:2 to receive placebo or rituximab, methyl prednisolone 100 mg
                        and acetaminophen and diphenhydramine or placebo on days 1, 15, 168, and
                        182</p>
         </c>
         <c ca="left">
            <p>Usual dose prednisolone and either azathioprine 100 to 250 mg/day, MMF 1 to
                        4 g/day or MTX 7.5 to 27.5 mg/week, and additional prednisolone (0.5 mg/kg,
                        0.75 mg/kg, or 1.0 mg/kg), tapered beginning on day 16 to a dosage of 10
                        mg/day over 10 weeks and 5 mg/day by week 52</p>
         </c>
         <c ca="left">
            <p>Primary: effect of placebo or rituximab in achieving and maintaining a
                        major, partial or no response at week 52 in each of the eight BILAG index
                        organ system scores. Secondary: described earlier</p>
         </c>
         <c ca="left">
            <p>Primary EP: major clinical response 15.9% vs. 12.4% and PCR 12.5% vs. 17.2%
                        for placebo and rituximab, respectively. In the African American/Hispanic
                        group: major clinical response 9.4% vs. 13.8% and PCR 6.3% vs. 20.0% for
                        placebo and rituximab, respectively</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Li and colleagues <abbrgrp><abbr bid="B68">68</abbr></abbrgrp></p>
         </c>
         <c ca="left">
            <p>Randomised to receive either rituximab or a combination of rituximab and
                        cyclophosphamide 750 mg on day 1 and day 15, followed by intravenous
                        methylprednisolone 250 mg and oral prednisolone 30 mg from day 2 to day 5,
                        then 0.5 mg/kg for 4 weeks and then reducing the dose by 5 mg every 2 weeks
                        to 5 mg/day</p>
         </c>
         <c ca="left">
            <p>Other medications were stopped except for hydroxychloroquine, oral
                        prednisolone and statins. All patients also received angiotensin-converting
                        enzymes inhibitors</p>
         </c>
         <c ca="left">
            <p>Primary: in each of the groups, % patients with complete response at week
                        48. Secondary: % patients with partial response; and duration of complete
                           CD19<sup>+ </sup>B-lymphocyte depletion, histological assessment, adverse
                        effects or death at week 48</p>
         </c>
         <c ca="left">
            <p>Primary EP: no significant difference between the two groups. Overall, at
                        week 48, 21% had a complete response, 58% achieved partial response, 11%
                        remained the same and 11% worsened. Secondary EP: 42% patients achieved a
                        complete response; 95% achieved effective depletion; no significant
                        difference in the proportion of patients achieving a complete depletion at
                        weeks 4, 8, 24 and 48 between the two groups except at week 2; a significant
                        improvement in mean serum albumin levels (28.1 to 39.4), changes in the
                        concentration of serum C3 (0.55 to 0.85), dsDNA antibody (693 to 8) and
                        immunoglobulins. At week 48, the urinary protein excretion improved and
                        there was an improvement in the ESR (62.1 to 30) and SLEDAI (9.2 to 2.5)</p>
         </c>
      </r>
   </tblbdy><tblfn>
      <p>BL, baseline; EP, endpoint; ESR, erythrocyte sedimentation rate; MMF,
                  mycophenolate mofetil; MTX, methotrexate; PCR, partial clinical response; SLEDAI,
                  Systemic Lupus Erythematosus Disease Activity Index; UPCR, urine protein
                  creatinine ratio.</p>
   </tblfn></tbl>
         <p>In the EXPLORER study, the safety and efficacy of rituximab in moderate-to-severe active
            nonrenal SLE was evaluated <abbrgrp>
               <abbr bid="B30">30</abbr>
            </abbrgrp> (Figure <figr fid="F1">1</figr>). This study included 257 patients with
            &#8805;1 BILAG A score (&gt;50% of patients at entry) or &#8805;2 BILAG B scores despite
            ongoing stable-dose immunosuppressant therapy with either azathioprine (100 to 250
            mg/day), mycophenolate (1 to 4 g/day) or methotrexate (7.5 to 25 mg/week), which was
            continued during the trial. Background immunosuppressive therapy was evenly distributed.
            A key feature of treatment in this study was the additional course of high-dose
            corticosteroids patients received early in the study. Corticosteroids were given at
            initial doses of 0.5 mg/kg, 0.75 mg/kg or 1 mg/kg depending on severity (by BILAG score)
            and type of disease manifestations, followed by a taper regimen. Of the overall
            population, &gt;50% were classed as steroid dependent, and &#8805;60% of patients
            received an average 45.9 &#177; 16.4 mg prednisolone and then attempted to reduce to a
            target dose of &lt;10 mg/day over the 10-week taper period and &#8804;5 mg/day at week
            52.</p>
         <fig id="F1"><title><p>Figure 1</p></title><caption><p>Treatment protocol of the BELONG study</p></caption><text>
   <p><b>Treatment protocol of the BELONG study</b>. AZT, azathioprene; CYC,
                  cyclophosphamide; EL, EUROLUPUS; LN, lupus nephritis; MMF, mycophenolate mofetil;
                  OCR, ocrelizumab; ORR, overall renal response; PBO, placebo.</p>
</text><graphic file="ar3910-1"/></fig>
         <p>Patients were randomised at a ratio of 2:1 to receive rituximab (1,000 mg) or placebo.
            Eighty-eight patients received placebo and 169 patients received rituximab (two doses
            given 14 days apart) on days 1, 15, 168, and 182. The majority (&#8805;50%) of patients
            in both groups had musculoskeletal and mucocutaneous disease.</p>
         <p>The primary endpoint of the EXPLORER study was stringent, with complete and partial
            response definitions as follows.</p>
         <p>To classify as a complete/major response, at week 24 an improvement in all organ systems
            with a BILAG C score or better was required. Further, this response was to be sustained
            at week 52, without experiencing a severe or moderate/severe flare during the period to
            week 24 and week 52, respectively. A severe flare was defined as a BILAG A score or as
            two new domains with BILAG B scores <abbrgrp>
               <abbr bid="B31">31</abbr>
            </abbrgrp>.</p>
         <p>Patients were considered to have attained a partial response if: there was an
            improvement in all organ systems with a BILAG C score or better, which was sustained for
            16 consecutive weeks; a BILAG B score in no more than one organ system at week 24
            without a new BILAG A or BILAG B score to week 52 was achieved; and, at week 24, no more
            than two BILAG B scores were achieved without new BILAG A or BILAG B scores provided the
            baseline BILAG score was one A score plus &#8805;2 B scores, &#8805;2 A scores, or
            &#8805;4 B scores.</p>
         <p>The secondary endpoints included the time-adjusted area under the curve minus the
            baseline BILAG score over 52 weeks, the proportion of patients who achieved a major and
            partial clinical response, the proportion of patients who achieved a BILAG C score in
            all organ systems at week 24, the time to the first moderate to severe disease flare,
            improvement in quality of life as measured by the Lupus Quality of Life, and the
            proportion of patients who achieved a major clinical response with a prednisolone dose
            &lt;10 mg/day from week 24 to week 52. In addition, serological activity parameters
            including levels of autoantibodies, complement, immunoglobulins, T-cell and B-cell
            counts and human anti-chimeric antibody were monitored.</p>
         <p>In the intent-to-treat analysis of 257 patients, approximately 70% of patients completed
            the study in both arms and the safety and tolerability was similar in both groups. There
            was no difference between the addition of placebo and rituximab to the standard of care
            in the primary and secondary efficacy endpoints, including the BILAG-defined response,
            in terms of both area under the curve and other analyses.</p>
         <p>A preplanned subgroup analysis, however, detected a beneficial effect of rituximab in
            the primary endpoint in the African American and Hispanic patients, a major clinical
            response in 13.8% and a partial response in 20% when compared with 9.4% and 6%,
            respectively. Notably, these patients had more active disease and more refractory
            disease as previously reported <abbrgrp>
               <abbr bid="B32">32</abbr>
            </abbrgrp>. There were significant biological effects in the rituximab-treated group,
            with greater falls in anti-dsDNA levels and rises in complement levels compared with
            placebo. Interestingly, up to 9.5% of patients did not achieve complete B-cell
            depletion, but analysis without these patients did not change the primary outcome. This
            phenomenon has been observed in autoimmune prone mice <abbrgrp>
               <abbr bid="B33">33</abbr>
               <abbr bid="B34">34</abbr>
            </abbrgrp>. A recent study investigating the role of highly sensitive flow cytometry
            detected a correlation between clinical response and B-cell numbers <abbrgrp>
               <abbr bid="B35">35</abbr>
            </abbrgrp>.</p>
         <p>The LUNAR study investigated the safety and efficacy of 2 &#215; 1,000 mg rituximab, at
            both 0 and 6 months, as compared with placebo in addition to background therapy with
            high-dose glucocorticoids and mycophenolate mofetil 3 g/day in 144 patients with
            proliferative lupus nephritis, classes III and IV (Figure <figr fid="F2">2</figr>).</p>
         <fig id="F2"><title><p>Figure 2</p></title><caption><p>Treatment protocols of the EXPLORER and LUNAR studies</p></caption><text>
   <p><b>Treatment protocols of the EXPLORER and LUNAR studies</b>. <b>(a) </b>EXPLORER
                  study. <b>(b) </b>LUNAR study. BILAG, British Isles Lupus Assessment Group;
                  ISN/RPS, International Society of Nephrology/Renal Pathology Society; MMF,
                  mycophenolate mofetil; MTX, methotrexate; Rx-AZA, treatment with azathioprine.</p>
</text><graphic file="ar3910-2"/></fig>
         <p>The primary endpoint of the study was the proportion of patients with a complete or
            partial remission of nephritis at 12 months. Complete response was defined as, at week
            52: serum creatinine improving from abnormal to normal level or from normal to
            &#8804;115% of baseline normal; a fall in the urine protein-creatinine ratio to &lt;0.5;
            and urine sediment containing &lt;5 red blood cells in a high-power field without casts.
            Patients who did not meet complete response were considered to have achieved a partial
            response if: serum creatinine reduced to &#8804;115% of abnormal baseline; the number of
            red blood cells/high-power field reduced to &#8804;50% baseline without red blood cell
            casts; and a reduction in urine protein-creatinine ratio from &#8805;3.0 to &#8804;3.0
            or to &lt;1 from &#8804;3.0.</p>
         <p>The secondary endpoints were: complete renal response sustained from week 24 to week 52;
            time to first complete renal response; and, at week 52, the urine protein-creatinine
            ratio improving from &gt;3 to &lt;1, the time-adjusted area under the curve minus the
            BILAG global score, and a change in the physical function of SF-36 health survey. As in
            the EXPLORER study, serological indices, human anti-chimeric antibodies and B-cell
            depletion were monitored.</p>
         <p>The response rates for rituximab and placebo were 26% and 30% for complete renal
            response and 30% and 15% for partial renal response, respectively. At week 52, more
            patients in the placebo arm (8 patients vs. 0 patients) received rescue cyclophosphamide
            therapy. Improvement in proteinuria was 32% and 9% for rituximab and placebo,
            respectively. Analogous to the findings in the EXPLORER study and the ALMS trial, a
            greater proportion of black patients responded favourably, although this was not
            statistically significant. There was a greater reduction in anti-dsDNA levels in the
            rituximab-treated group. Whether the response noted in patients of African ancestry is
            attributable to the disease severity alone or whether there are potential differences in
            B-cell responsiveness to rituximab therapy in these patients is as yet unclear. In this
            respect, it is worth noting that ethnicity might influence the clinical response to
            treatment even with conventional immunosuppressants as noted in the ALMS study. Our own
            data (D Isenberg, unpublished observations) has not indicated a clearly different
            outcome at 12 months post BCDT comparing Caucasians, Afro-Caribbean or Asian patients.
            Drawing any firm conclusions based on the disease severity alone would therefore be
            difficult.</p>
         <p>However, overall this was a negative study in that there was no significant difference
            between the rituximab group and the placebo group. The absolute difference in response
            was 11%, with 54% and 43% responding in the rituximab and placebo groups, respectively <abbrgrp>
               <abbr bid="B36">36</abbr>
            </abbrgrp>. This value was less than the planned 23% difference, which in retrospect
            looks over-optimistic especially considering the analysis at only 12 months in this
            population. Again, differences in serological markers between groups were found and a
            subsequent analysis found greater falls of proteinuria in the rituximab group. More
            African patients in the rituximab group responded and cyclophosphamide rescue was
            required more frequently in the placebo group. Therefore, despite some clear signals of
            efficacy and safety, this study did not meet its primary or secondary endpoints.</p>
         <p>Why did these two DBRCTs fail to meet their endpoints? As discussed earlier, there are
            several confounding factors that may have masked the ability to accurately quantify any
            significant clinically meaningful beneficial effects of rituximab (Table <tblr tid="T3">3</tblr>), perhaps the most important being the aggressive background
            immunosuppressive therapy in the placebo and rituximab-treated groups. High-dose
            corticosteroids, in particular, may have prevented the full extent of efficacy of
            rituximab becoming evident, a factor that warrants due consideration in the design of
            future clinical trials for any investigational agent. The dilemma for trial designers is
            how rapidly to reduce glucocorticoid in patients with organ-threatening SLE. Trials with
            duration beyond 12 months would have greater chance of demonstrating the specific
            treatment effect that could be attributed to rituximab if corticosteroids are reduced to
            low levels during the first 6 months. Corticosteroid dosing could also be included in
            the threshold for response in trial endpoints. For example, standard treatment should
            allow low-dose prednisolone and the proportion of patients requiring &gt;7.5 mg/day
            prednisolone could be classed as a failure. In the open studies, response was defined
            with such stringent criteria. Furthermore, applying such criteria would not detect
            organ-specific improvement; for example, a significant sustained improvement in a severe
            haematological abnormality but concurrent minor or moderate flare in skin or
            mucocutaneous disease would be classified as a failure.</p>
         <tbl hint_layout="single" id="T3"><title><p>Table 3</p></title><caption><p>Potential explanations for the apparent discrepancy in clinical response reported
                  in clinical experience and DBRCTs</p></caption><tblbdy cols="3">
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>
               <b>Clinical experience</b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Randomised controlled trials</b>
            </p>
         </c>
      </r>
      <r>
         <c cspan="3">
            <hr/>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Disease activity</p>
         </c>
         <c ca="left">
            <p>Refractory to conventional immunosuppressants</p>
         </c>
         <c ca="left">
            <p>Rituximab was used as an add-on therapy to background immunosuppressants</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Favourable response reported in life-threatening cases, often including a
                        range of organ-system involvement such as CNS manifestations, cytopenias and
                        others</p>
         </c>
         <c ca="left">
            <p>Life-threatening cases and those with CNS manifestations were not evaluated
                        in controlled trials. This setting warrants a dedicated study</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Clinical response</p>
         </c>
         <c ca="left">
            <p>No defined pretreatment, therefore complete and partial</p>
            <p>responders might not be clearly distinguished</p>
         </c>
         <c ca="left">
            <p>Predefined endpoints were stringent, perhaps driven by the impressive
                        responses seen in clinical experience in an uncontrolled setting</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Improvement in one system alone might qualify for response, regardless of a
                        flare or lack of response in another organ system</p>
         </c>
         <c ca="left">
            <p>Predefined and usually stringent. For example, despite clinical response and
                        steroid-sparing effect, a reduction in proteinuria that does not meet the
                        predefined threshold would not qualify as complete/partial response</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Background immunosuppressants</p>
         </c>
         <c ca="left">
            <p>Flexibility in changes to background immunosuppressants including the dose
                        of corticosteroids</p>
         </c>
         <c ca="left">
            <p>Changes to or deviation with predefined background therapy would qualify as
                        nonresponder</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Concomitant use of large dose of steroids is uncommon</p>
         </c>
         <c ca="left">
            <p>Concomitant use of large dose of corticosteroids might have limited any
                        beneficial effects of rituximab, the extent of which may be more restricted
                        in such a setting than previously assumed</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Rituximab dosing-regimen</p>
         </c>
         <c ca="left">
            <p>Variable between reports</p>
         </c>
         <c ca="left">
            <p>Predefined dosing regimen</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Steroid tapering</p>
         </c>
         <c ca="left">
            <p>Steroid-sparing effect is not a requirement to define response and therefore
                        favourable response might be overestimated</p>
         </c>
         <c ca="left">
            <p>Steroid dosing effect was included in the definition of clinical
                        response</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Adverse events</p>
         </c>
         <c ca="left">
            <p>No standardised reporting of adverse events. Therefore, the true incidence
                        of serious adverse events in clinical practice is not comparable with that
                        reported in other uncontrolled studies or controlled clinical trials</p>
         </c>
         <c ca="left">
            <p>Rituximab therapy appears to be safe as no there were no significant
                        differences in serious adverse events when compared with standard-of-care
                        treatment</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Follow-up period</p>
         </c>
         <c ca="left">
            <p>Not defined, therefore it is not known how many responders had sustained
                        response in the long term</p>
         </c>
         <c ca="left">
            <p>Predefined, therefore, unless long-term studies are undertaken, it would be
                        difficult to detect the importance of effects seen at relatively short-term
                        follow-up</p>
         </c>
      </r>
   </tblbdy><tblfn>
      <p>CNS, central nervous system.</p>
   </tblfn></tbl>
         <p>The planned efficacy margin in the LUNAR study was influenced by the 55% complete and
            partial response rate in the ALMS trial at 6 months using either mycophenolate or
            cyclophosphamide and corticosteroids. This suggested that 45% did not respond to
            standard of care; however, reasons for failure in the ALMS trial included death, severe
            adverse events, drug intolerance and patient/physician preference. One can estimate that
            true treatment failure was closer to 25% than 45%. A further factor in nephritis trials
            is the delayed response of the outcome measure, proteinuria, to reduction in
            histological activity in the kidney. The true time to remission of proteinuria is up to
            2 years. Had the LUNAR trial aimed for a 12% efficacy difference and involved a 2-year
            duration, the study may have met its endpoint despite a small sample size.</p>
         <p>One should also note that to date there is insufficient evidence to support the routine
            use of rituximab therapy for patients with specific neuropsychiatric manifestations.
            However, in a study of 10 patients with a range of neuropsychiatric manifestations
            (including cognitive dysfunction, psychosis and seizures) refractory to conventional
            immunosuppressants, including intravenous cyclophosphamide, there was a significant
            improvement, measured by the Systemic Lupus Erythematosus Disease Activity Index score
            at 28 days after treatment with rituximab, in all patients - and in five patients the
            response lasted for more than 1 year <abbrgrp>
               <abbr bid="B28">28</abbr>
            </abbrgrp>.</p>
         <p>The other anti-CD20 mAb investigated in clinical trials for SLE is ocrelizumab (a
            humanised anti-CD20 mAb). In rheumatoid arthritis, ocrelizumab (two regimens used: 200
            mg and 500 mg &#215;2 every 6 months) was effective in reducing signs and symptoms and
            joint damage when added to a stable dose of methotrexate <abbrgrp>
               <abbr bid="B37">37</abbr>
               <abbr bid="B38">38</abbr>
            </abbrgrp>. However, a detailed analysis of results from four DBRCTs investigating the
            safety and efficacy of ocrelizumab for RA indicated that an increase in serious
            infections associated with ocrelizumab compared with placebo were dose dependent and
            occurred more frequently in Asia (particularly Japan) <abbrgrp>
               <abbr bid="B39">39</abbr>
            </abbrgrp>.</p>
         <p>Two simultaneous clinical trials were initiated to study the safety and efficacy in
            lupus. Ocrelizumab was dosed differently from the RA and the rituximab SLE studies, at
            either 400 or 1,000 mg intravenously &#215;2 at entry with repeat, single dosing every 4
            months. This regimen was designed to induce and maintain B-cell depletion throughout the
            trial periods. The BEGIN study for nonrenal SLE was cancelled early. The BELONG study
            for proliferative lupus nephritis compared 1,000 mg or 400 mg ocrelizumab at 1 day and
            15 days, then repeated with a single dose every 4 months on a background of high-dose
            glucocorticoids and either mycophenolate mofetil or cyclophosphamide dosed according to
            the EUROLUPUS protocol (Figure <figr fid="F1">1</figr>). Although the study was designed
            to continue for to at least 2 years, the primary endpoint was the proportion of patients
            achieving partial or complete nephritis remission at 48 weeks. A total of 381 patients
            were recruited before the trial was stopped early due to an imbalance in the rate of
            serious infections in the ocrelizumab patients receiving mycophenolate. The 221 patients
            who had passed the 32-week treatment point were assessed. The absolute difference in
            renal response was 12%, with 63% and 51% for the combined ocrelizumab and placebo groups
            prospectively. However, it is worth noting that in the subgroup analysis there was a
            greater treatment effect of ocrelizumab when combined with the EUROLUPUS
            cyclophosphamide regime (renal response of 65.7% for ocrelizumab vs. 42.9% for EUROLUPUS
            alone) than with mycophenolate mofetil (renal response of 67.9% for ocrelizumab vs.
            61.7% for mycophenolate alone), which was largely explained by a higher response rate in
            general with mycophenolate mofetil whilst perhaps again reflecting the outcome seen with
            rituximab in the LUNAR study <abbrgrp>
               <abbr bid="B40">40</abbr>
            </abbrgrp> (Table <tblr tid="T4">4</tblr>).</p>
         <tbl hint_layout="single" id="T4"><title><p>Table 4</p></title><caption><p>Safety and efficacy of ocrelizumab in lupus nephritis: design and results of the
                  BELONG study</p></caption><tblbdy cols="4">
      <r>
         <c ca="left">
            <p>
               <b>Patients and methods </b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Concomitant therapy </b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Endpoints </b>
            </p>
         </c>
         <c ca="left">
            <p>
               <b>Results </b>
            </p>
         </c>
      </r>
      <r>
         <c cspan="4">
            <hr/>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>A total of 381 patients with class III or class IV (80%) LN were randomised
                        equally to receive either: placebo, OCR 400 mg or OCR 1,000 mg on days 1, 15
                        and every 16 weeks thereafter, &gt;74% received three infusions and &gt;50%
                        received four infusions</p>
         </c>
         <c ca="left">
            <p>In addition, either: MMF up to 3 g/day (63%); or EL (cyclophosphamide 500 mg
                        &#215;6/2 weeks) followed by azathioprine 2 mg/kg up to 200 mg/day; and a
                        steroid taper regimen - intravenous steroids: allowed up to 3 g by day 15,
                        given in divided pulses), oral steroids: 0.5 to 0.75 mg/kg (&#8804;60
                        mg/day) with taper to &#8804;10 mg over 10 weeks</p>
         </c>
         <c ca="left">
            <p>Complete renal response: normal serum creatinine and &#8804;25% higher than
                        baseline; urinary protein to creatinine ratio &lt;0.5; inactive urinary
                        sediment</p>
         </c>
         <c ca="left">
            <p>In all modified intention-to-treat populations, there was a treatment
                        difference of 12.2% with 54.7% vs. 66.9% for placebo (<it>n </it>= 75) and
                        OCR (<it>n </it>= 148) groups, respectively</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Partial renal response: serum creatinine &#8804;25% above baseline value;
                        and 50% improvement in the urine protein to creatinine ratio, and if
                        baseline ratio &gt;3.0 then a urine protein to creatinine ratio &lt;3.0</p>
         </c>
         <c ca="left">
            <p>ORR higher in OCR (400 mg) + EL (65.6%) and OCR (1,000 mg) + EL (74.2%)
                        groups vs. placebo + EL (42.9%), ORR was similar in OCR+ MMF (67.9%) vs.
                        placebo + MMF (61.7%)</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Nonresponse: not achieving either a complete or partial renal response.
                        Patients who died or discontinued the study prior to week 48 (and had no
                        renal data within 12 weeks of week 48) were considered nonresponders</p>
         </c>
         <c ca="left">
            <p>&#8805;50% reduction in urine protein-to-creatinine ratio occurred in 69.6%
                        vs. 58.7 % for OCR and placebo groups, respectively</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c>
            <p/>
         </c>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Urine protein-to-creatinine ratio &lt;0.5 was achieved in 39.9% vs. 37.3%
                        for</p>
            <p>OCR and placebo, respectively</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c>
            <p/>
         </c>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Serious adverse effects imbalance</p>
            <p>appeared to be driven by the combination with MMF: OCR 400 mg (41.8%)
                        compared with 1,000 mg OCR + MMF (24.1%) and placebo + MMF (21.3%). Serious
                        adverse event rates in EL groups were not reported as higher in the OCR
                        arms</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c>
            <p/>
         </c>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Serious infection imbalance appeared to be driven by the OCR combination
                        with MMF. MMF groups: OCR 400 mg (32.9%) compared with 1,000 mg OCR (19%)
                        and placebo + MMF (16.3%). EL groups: OCR 400 mg (12.8%) compared with 1,000
                        mg OCR (10.4%) and placebo + MMF (11.1%)</p>
         </c>
      </r>
   </tblbdy><tblfn>
      <p>EL, EUROLUPUS regimen (cyclophosphamide followed by azathioprine); LN, lupus
                  nephritis; MMF, mycophenolate mofetil; OCR, ocrelizumab; ORR, overall renal
                  response.</p>
   </tblfn></tbl>
         <p>Efficacy of the BCDT has also been demonstrated in another autoimmune condition,
            relapsing-remitting multiple sclerosis. A recent phase II randomised clinical trial
            investigating the safety and efficacy of ocrelizumab (given together with pre-infusion
            steroids only) in multiple sclerosis showed a significant reduction in neurological
            lesions compared with placebo as assessed by gadolinium-enhanced magnetic resonance
            images. Serious adverse events occurred in three of 55 patients receiving 2,000 mg
            ocrelizumab (one of 55 patients receiving 600 mg ocrelizumab, and two of 54 patients
            each in the placebo group and the IFN&#946;-1a group) <abbrgrp>
               <abbr bid="B41">41</abbr>
            </abbrgrp>. These results also support the notion that treatment regimens of BCDT
            continue to have the potential to be safe in the wider context of treatment for chronic
            refractory autoimmune diseases.</p>
         <p>Although not the principal focus of this review, it is notable in two trials involving
            &gt;800 patients in each trial that belimumab (Benlysta), an anti-BLyS antibody, met its
            primary endpoint with a 10% and 14% absolute response difference over placebo <abbrgrp>
               <abbr bid="B42">42</abbr>
               <abbr bid="B43">43</abbr>
            </abbrgrp>. The primary endpoint was a composite score, the SLE Responder Index,
            comprising a fall in Systemic Lupus Erythematosus Disease Activity Index of 4 points, no
            new BILAG A or B scores, and no change in the physician's global assessment. The
            comparisons were made at the start of the study, and at 52 or 76 weeks. These studies
            demonstrate: the need for larger trials looking for small but meaningful treatment
            effects; the potential efficacy of B-cell-targeted therapy; a similar magnitude of
            response to that seen in the LUNAR and BELONG studies, which collectively raises the
            question of defining a clinically meaningful treatment effect in SLE trials; and a new
            approach to defining a primary endpoint, the SLE Responder Index.</p>
      </sec>
      <sec>
         <st>
            <p>Lessons learned so far and future clinical trial design - how to get it right?</p>
         </st>
         <p>The failure of clinical trials in SLE has introduced palpable uncertainty whilst
            providing some invaluable lessons regarding expectations for potential new therapies,
            carefully planned trial designs and appropriate endpoints for the particular
            agent/regimen in question. It is relevant to note that most preliminary data used
            rituximab for refractory SLE when standard agents had failed. This is in contrast to the
            randomised trials, which added rituximab on top of standard therapy for nonrefractory
            patients. Several factors specific to SLE increase the complexity in designing
            successful trials. RA is a less heterogeneous disease and is much better understood when
            compared with SLE and when arthritis is the main manifestation, despite the potential
            for other organs to be involved. Moreover, there exists a good deal more standardisation
            for clinical trials including validated endpoints - for example, Disease Activity Index,
            28-joint Disease Activity Score. Conducting large-scale studies in a relatively short
            period of time is therefore possible - particularly as RA is more common and patient
            access is better, making statistically powered studies of relatively short duration
            feasible. For lupus, including nephritis, we are still some distance from achieving the
            same level of understanding and standardisation in the clinical trial setting.</p>
         <p>In an attempt to improve the lupus patient's great unmet need, the European League
            Against Rheumatism has made a few suggestions to help researchers design successful
            trials <abbrgrp>
               <abbr bid="B44">44</abbr>
            </abbrgrp>. The main points for the future design of clinical trials are to use strictly
            evaluated (a surrogate of therapeutic success against mortality or end-organ failure)
            outcome measures, including the disease activity indices, and to follow a standardised
            approach towards recording adverse events that could be used to measure benefit-to-risk
            ratios from interventions, comparable between trials. Increasingly important in future
            trials, when comparing the interventional drugs, is the real difference there may be in
            their potential to cause harm in the long term.</p>
         <p>The aims of randomised controlled trials are to be defined to test robust hypotheses
            generated based on the available evidence from the open studies and clinical experience.
            Further, careful attention needs be paid when considering important factors, patient
            selection and sample size, the therapeutic agent or regimen and its potential
            effectiveness (and meaningful treatment delta vs. control), the disease outcome measures
            and disease activity indices, adequate follow-up and the adverse events (Tables <tblr tid="T5">5</tblr> and <tblr tid="T6">6</tblr>). These variable factors contribute to
            a great element of uncertainty in predicting the probability of the success of clinical
            trial design in SLE.</p>
         <tbl hint_layout="single" id="T5"><title><p>Table 5</p></title><caption><p>Adverse events reported in published studies<sup>a </sup>during or after
                  rituximab-induced B-cell depletion therapy</p></caption><tblbdy cols="2">
      <r>
         <c ca="left">
            <p>Infections</p>
         </c>
         <c ca="left">
            <p>Pneumonia<sup>b</sup></p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Shingles<sup>b</sup></p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Thigh abscess, subcutaneous abscess</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Urinary tract infection</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Septicaemia</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p><it>Psuedomonas </it>infection</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Staphyloccal abscess</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Streptococcal viridans infection</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Necrotising fasciitis</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Fatal histoplasmosis</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Haematological</p>
         </c>
         <c ca="left">
            <p>Neutropenia<sup>b</sup></p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Pulmonary</p>
         </c>
         <c ca="left">
            <p>Pneumonia</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Pulmonary haemorrhage</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Pulmonary embolism</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Respiratory failure<sup>c</sup></p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Breathlessness</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Cardiac</p>
         </c>
         <c ca="left">
            <p>Cardiac failure<sup>c</sup></p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Fatal pancarditis<sup>c</sup></p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Pericarditis</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Tachycardia</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Neurological</p>
         </c>
         <c ca="left">
            <p>Insomnia</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Transient ischaemic attack</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Skin</p>
         </c>
         <c ca="left">
            <p>Localised or widespread rash<sup>b</sup></p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Pruritis</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Urticaria</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Miscellaneous</p>
         </c>
         <c ca="left">
            <p>Infusion reactions<sup>b</sup></p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Serum sickness reaction</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Hypogammaglobulinaemia</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Anaphylaxis</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Deep vein thrombosis</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Dyspepsia</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Malaise</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Pyrexia</p>
         </c>
      </r>
      <r>
         <c>
            <p/>
         </c>
         <c ca="left">
            <p>Polyarthralgia</p>
         </c>
      </r>
   </tblbdy><tblfn>
      <p><sup>a</sup>See Table 1. <sup>b</sup>Frequently reported adverse event.
                     <sup>c</sup>Life-threatening complications.</p>
   </tblfn></tbl>
         <tbl hint_layout="single" id="T6"><title><p>Table 6</p></title><caption><p>Challenging areas in trial design and possible options</p></caption><tblbdy cols="1">
      <r>
         <c ca="left">
            <p>Patient selection and sample size</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Exclude seronegative patients</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Define the disease activity using a validated disease activity
                        index</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Define refractory disease as either failure to respond to one or
                        more immunosuppressants and an assigned dose of corticosteroids</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Ensure adequate sample size based on statistical power calculation
                        to allow detection of even small therapeutic effects</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Allow for proportional representation of patients taking into
                        account factors such as race, age, the duration of disease and type of organ
                        involvement. For example, different histological types of nephritis may have
                        variable sensitivity to B-cell depletion therapy</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>B-cell depletion</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Standardise the definition of adequate degree of B-cell depletion;
                        for example, &lt;5 cells/&#956;l</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>The treatment protocol and the rituximab regimen</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; A randomised trial of adequate sample size to distinguish whether
                        the two-dose or four-dose regimen &#177; cyclophosphamide is effective at
                        achieving an effective B-cell depletion and a favourable clinical
                        response</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Determine an appropriate time to retreat</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Using a standard rituximab regimen would allow for a better
                        comparison between trials</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Standardising concomitant therapy</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Classify a change in concomitant immunosuppressant therapy &gt;25%
                        above baseline as partial failure and &gt;50% as complete failure</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Define an increase in the dose of prednisolone &gt;7.5 mg as partial
                        failure and &gt;30 mg as complete failure</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Choosing the right disease activity index</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Choosing an index that is validated and is able to capture
                        organ-specific changes: SLE Responder Index and British Isles Lupus
                        Assessment Group, respectively</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Defining the endpoints</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Define practically achievable primary endpoints, based on a pilot
                        study and/or taking into account the predicted failure rate for the define
                        cohort, which would detect even small therapeutic benefit</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Define both clinical and nonclinical parameters in the secondary
                        endpoints</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Assess steroid-sparing effect. For example, allow only low-dose
                        prednisolone &lt;10 mg/day and any clinical requirement to increase the dose
                        by &gt;50% as partial failure and &gt;100% as complete failure</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>Duration of follow-up</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; The duration of follow-up should be defined to allow capture of both
                        early and late effects including both safety and efficacy of the therapeutic
                        intervention.</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>&#8226; Defining the adverse events</p>
         </c>
      </r>
      <r>
         <c ca="left">
            <p>The reporting of adverse events could be standardised adhering to the
                        OMERACT-recommended guidance <abbrgrp><abbr bid="B63">63</abbr></abbrgrp></p>
         </c>
      </r>
   </tblbdy></tbl>
         <sec>
            <st>
               <p>Patient selection and sample size</p>
            </st>
            <p>From a clinical trial design point of view, there are important differences in the
               patient cohort, the treatment regimen and the outcome measures used in open studies
               and real clinical experience when compared with the DBRCTs.</p>
            <p>Firstly, the patient cohort in open studies and in clinic experience, at the time of
               rituximab treatment, had moderate-to-severe disease activity and most had failed
               conventional immunosuppressants (standard of care). In contrast, patients
               participating in the two DBRCTs (EXPLORER and LUNAR studies) had active disease, but
               patients who had failed conventional therapy (cyclophosphamide and calcineurin
               inhibitors) were excluded. Further, patients with central nervous system
               manifestations and severe organ-threatening conditions were excluded - situations in
               which rituximab has demonstrated a favourable record in the open studies <abbrgrp>
                  <abbr bid="B28">28</abbr>
                  <abbr bid="B45">45</abbr>
                  <abbr bid="B46">46</abbr>
                  <abbr bid="B47">47</abbr>
               </abbrgrp>. Capturing the variability in organ-specific outcomes for different
               interventions tested is important. For example, rituximab may be a better choice than
               other conventional immunosuppressants when both renal and haematological
               abnormalities co-exist. A favourable clinical response is more likely in seropositive
               patients. However, we have previously noted that anti-Sm positivity and/or a low C3
               level at the time of treatment is associated with a reduction in the likelihood of
               sustained benefit from B-cell depletion, and again suggest there is much work to be
               done to understand lupus disease and factors that may influence the design,
               population and, ultimately, the outcome of clinical trials <abbrgrp>
                  <abbr bid="B48">48</abbr>
               </abbrgrp>.</p>
         </sec>
         <sec>
            <st>
               <p>The therapeutic agent and the regimen</p>
            </st>
            <p>Rituximab has been mainly been used to achieve B-cell depletion in two regimens,
               either as two doses of 1,000 mg given 2 weeks apart (two-dose regime, commonly used
               in SLE and RA) or as four doses of 375 mg/m<sup>2 </sup>(four-dose regime, most
               common regime used in lymphoma, paediatric autoimmune diseases) given 1 week apart
               (ocrelizumab in SLE moved on from this to initial doses 2 weeks apart followed by a
               single infusion every 4 months to achieve and sustain B-cell depletion). Notably, a
               systematic review of the clinical experience of rituximab for the treatment of
               refractory SLE suggests that the lymphoma regimen (four doses, 375 mg/m<sup>2</sup>,
               given 1 week apart) may be more effective in achieving an improvement in disease than
               the two-dose regimen (two doses given 2 weeks apart) <abbrgrp>
                  <abbr bid="B49">49</abbr>
               </abbrgrp>. Based on this review alone, however, it is difficult to draw firm
               conclusions about the relative efficacy of either regimen. Catapano and colleagues,
               using both regimens of rituximab for the treatment of refractory SLE, although not in
               a formal comparative setting, did not detect a significant difference in either the
               degree of B-cell depletion or clinical outcomes <abbrgrp>
                  <abbr bid="B19">19</abbr>
               </abbrgrp>. The two-dose regimen, more convenient for patients requiring just the two
               hospital infusion visits, is therefore preferred.</p>
            <p>Defining standard treatment used in the comparative arm is important, because not
               doing so would allow generous use of other immunosuppressants - particularly
               corticosteroids, which are highly effective but associated with unacceptable adverse
               effects in the long term, not necessarily identified in clinical trials with
               short-term follow-up.</p>
            <p>It would be interesting to take a treatment-to-target approach to achieve an adequate
               degree of B-cell depletion and clinical response. For example, evidence suggests that
               the efficacy depends on the extent of B-cell depletion in RA <abbrgrp>
                  <abbr bid="B50">50</abbr>
               </abbrgrp>. Several research groups have noted that the degree of B-cell depletion is
               variable in SLE and that early repopulation is common in patients with a poor
               response to rituximab <abbrgrp>
                  <abbr bid="B35">35</abbr>
               </abbrgrp>. The underlying reasons for the variability in B-cell depletion remain
               elusive. A polymorphism in Fc&#947; receptor IIIa has been shown to be important in
               achieving an adequate degree of B-cell depletion, in favour of the high-affinity
               genotypes Fc&#947; receptor IIIa V158F (V, valine; F, phenylalanine) <abbrgrp>
                  <abbr bid="B51">51</abbr>
               </abbrgrp>. Treatment-to-target would therefore seem a rational approach to take in
               an attempt to improve the major clinical response. However, some patients will
               probably require more frequent doses than others. One approach could be to
               counterbalance this variation using alternative dose regimes; for example, using two
               500 mg doses given 2 weeks apart, as in a recent trial in RA that reported equal
               efficacy, safety and tolerability between the two regimes using 500 mg or 1 g,
               provided adequate depletion was achieved <abbrgrp>
                  <abbr bid="B50">50</abbr>
                  <abbr bid="B52">52</abbr>
               </abbrgrp>. Different dosing regimens could potentially have considerable
               implications: first, patient convenience, with a four-dose regimen requiring more
               hospital visits; second, a very-low dose regimen has been associated with the
               development of anti-drug antibodies in SLE while a medium dose (500 mg rituximab
               &#215;2) has been shown to be adequate in a number of patients with RA <abbrgrp>
                  <abbr bid="B50">50</abbr>
               </abbrgrp>; and, finally, cost-effectiveness of BCDT. In this respect, it has been
               noted that rituximab might be rapidly consumed in some patients, more frequently in
               SLE than RA <abbrgrp>
                  <abbr bid="B53">53</abbr>
               </abbrgrp>. This consumption would consequently reduce serum rituximab levels and may
               reduce clinical efficacy.</p>
            <p>Taking experience from ocrelizumab therapy in lupus, careful consideration is also
               necessary when designing studies to test the safety and efficacy of B-cell-targeted
               approaches, including depletion in patients with active disease also taking
               mycophenolate. A combination of ocrelizumab and recently commenced mycophenolate does
               not appear to result in a meaningful additive response and results in an increased
               risk of infection adverse events (whether the combined impact on the B-cell
               population of anti-CD20 and mycophenolate was a contributory factor is not
               understood), whereas this was not the case when used in combination with the
               EUROLUPUS cyclophosphamide followed by azathioprine regimen.</p>
            <p>Defining the standard of care in the placebo arm is important to allow detection of
               the efficacy for the intervention tested. For example, in the placebo arm a patient
               with disease activity requiring &gt;7.5 mg prednisolone being classed as a failure
               will allow detecting the steroid-sparing effect of the intervention, a major
               advantage in the long term. The question has been raised as to whether to use
               rituximab in combination with cyclophosphamide, azathioprine or mycophenolate, but
               there are some conflicting data <abbrgrp>
                  <abbr bid="B19">19</abbr>
                  <abbr bid="B54">54</abbr>
               </abbrgrp>. The definitive answer is therefore awaited.</p>
            <p>Another conundrum not yet fully resolved is whether there really is added benefit in
               using repeated rituximab infusions on a regular basis (that is, maintenance therapy)
               or whether it is preferable to repeat B-cell depletion only when the patients
               relapse. A concern about repeated infusion is the potential occurrence of
               hypogammaglobulinaemia. Information from studies in patients with RA (J Edwards,
               personal communication) suggests that many patients begin to drop their IgG levels
               after annual rituximab infusions, particularly in patients with low baseline IgG
               levels <abbrgrp>
                  <abbr bid="B55">55</abbr>
               </abbrgrp>. Comparative data for SLE patients are awaited.</p>
         </sec>
         <sec>
            <st>
               <p>Clinical evidence for rituximab use - early disease or chronic refractory
                  disease?</p>
            </st>
            <p>Limited evidence from two studies is worth considering. Firstly, as discussed, when
               used early in conventional immunosuppressive na&#239;ve disease, rituximab seems to
               be effective and has a steroid-sparing effect <abbrgrp>
                  <abbr bid="B24">24</abbr>
               </abbrgrp>. Further, Pepper and colleagues have prospectively analysed the response
               to rituximab for biopsy-proven lupus nephritis, where a total of 14/18 (78%) patients
               achieved a complete or partial remission with a sustained response in 12/18 at 1 year
               (67%), with two patients having a relapse with an increase in proteinuria. There was
               a reduction in prednisolone usage from a mean of 10 mg to 5 mg at 2 years, six
               patients stopped, six patients managed to reduce the dose and the remaining were
               maintained on the same dose. Five patients required a temporary increase for
               extra-renal manifestations <abbrgrp>
                  <abbr bid="B56">56</abbr>
               </abbrgrp>.</p>
         </sec>
         <sec>
            <st>
               <p>Defining the outcome measures and clinical response</p>
            </st>
            <p>Clinical outcome measures are to be defined based on evidence, taking into account
               the probability of detecting change given the expected natural progress of the
               organ-specific disease manifestations in an appropriate time-frame (potentially in
               contrast to the artificial time points used in clinical trials). In parallel, it is
               important to include the biomarkers that predict disease activity and outcomes in
               SLE. For example, there are a few validated outcome measures that predict end-stage
               renal disease; it has been shown that doubling of serum creatinine <abbrgrp>
                  <abbr bid="B57">57</abbr>
                  <abbr bid="B58">58</abbr>
               </abbrgrp> and persistently elevated serum creatinine at 48 weeks <abbrgrp>
                  <abbr bid="B58">58</abbr>
               </abbrgrp> is predictive of end-stage renal disease. Another routinely available
               biomarker in clinical practice is urinary protein and an improvement in proteinuria
               at 1 year <abbrgrp>
                  <abbr bid="B59">59</abbr>
               </abbrgrp> and a decrease in serum creatinine or proteinuria at 6 months <abbrgrp>
                  <abbr bid="B60">60</abbr>
               </abbrgrp>, whilst it may also be reasonably expected that renal response may
               continue to improve beyond the first year of treatment and may be relevant to
               consider when identifying the maximal treatment difference for a clinical trial.
               However, there is limited evidence of reliable predictors of long-term outcome for
               nonrenal SLE. For reasons discussed earlier, steroid-sparing effect is an important
               factor when deciding the immunosuppressant of choice <abbrgrp>
                  <abbr bid="B56">56</abbr>
               </abbrgrp>.</p>
         </sec>
         <sec>
            <st>
               <p>What disease assessment index to use?</p>
            </st>
            <p>Disease activity indices have been developed with a view to assess either disease
               activity or damage. The proposed SLE Responder Index, although used in the belimumab
               studies <abbrgrp>
                  <abbr bid="B61">61</abbr>
                  <abbr bid="B62">62</abbr>
               </abbrgrp>, has never been validated or shown to be reliable or sensitive to change
               or appropriate for wide use when evaluating efficacy with other investigational
               agents. The key problem with global score indices is that they do not capture partial
               improvement and/or deterioration.</p>
            <p>The definitions of treatment failure and flare remain variable between studies, which
               limit direct comparison of efficacy of different therapeutic agents. To facilitate a
               better comparison between studies, therefore, it is important to standardise the
               definition of a flare and treatment failure.</p>
         </sec>
         <sec>
            <st>
               <p>Adequate follow-up period to detect significant change in the disease activity and
                  disease damage</p>
            </st>
            <p>Allowing an adequate follow-up period to detect clinically meaningful effects is very
               important. For example, haematological abnormalities such as anaemia and autoimmune
               thrombocytopaenia and skin changes such as vasculitic rash improve rapidly; in
               contrast, response in nephritis may take much longer to detect. Other important
               factors such as the effects of long-term accruement of organ damage and drug-related
               adverse effects could only be detected after many years.</p>
         </sec>
         <sec>
            <st>
               <p>Defining the adverse effects</p>
            </st>
            <p>Adverse events recorded in the clinical trials in SLE have not been adequately
               standardised to allow comparison between trials. In chronic disease such as SLE where
               a number of treatments have proved to have modest efficacy, adverse effects
               associated with treatment have a significant influence on the choice of treatment. As
               discussed, achieving primary and secondary endpoints of efficacy at the expense of
               unacceptable adverse events has proven unfruitful in the case of the anti-CD20
               (ocrelizumab) in RA <abbrgrp>
                  <abbr bid="B39">39</abbr>
               </abbrgrp> whilst the BELONG lupus nephritis trial was stopped early due to an
               imbalance of infectious adverse events. This finding does raise the question of
               whether the screening and monitoring criteria can be applied more stringently for the
               detection of risk or actual opportunistic infections prior to inclusion in the study,
               particularly when recruiting patients residing in areas endemic for opportunistic
               infections as mycobacteria or hepatitis. Also, another important question remaining
               unanswered is whether the adverse effects of biological agents are influenced by
               other identifiable factors such as disease history and treatment as well as a
               patient's immunology or indeed ethnicity. A robust definition of categories of
               adverse events therefore needs to be tested in clinical trials to understand and
               compare the safety of interventions in clinical trials. For example, is mycophenolate
               safe to use following rituximab induction therapy? Does the dose of mycophenolate
               need to be modified to a low-dose regime or should an alternative less potent
               immunosuppressant such as azathioprine be used? Further, the dose of drug may be
               better adjusted based on patient characteristics; for example, a dose defined by the
               weight of the patient rather than a predefined dose (that is, 2 to 3 g). This factor
               is especially important when considering the use of mycophenolate in patients with
               low body mass index; for these patients, even 2 g may be a relatively high dose,
               especially when used in the maintenance regime following rituximab induction therapy.
               The recording of adverse events in clinical trials and open studies could be
               standardised adhering to rheumatology-specific criteria such as the OMERACT <abbrgrp>
                  <abbr bid="B63">63</abbr>
               </abbrgrp>.</p>
         </sec>
      </sec>
      <sec>
         <st>
            <p>Key messages</p>
         </st>
         <p indent="1">&#8226; B-cell depletion with rituximab continues to be used in clinical
            practice for the treatment of refractory SLE, on the basis of a considerable number of
            publications describing the safety and efficacy data from small open studies and
            clinical experience whilst noting that it has not been approved by health authorities
            for the treatment of lupus.</p>
         <p indent="1">&#8226; Contributing features that may have led to the failure of DBRCTs with
            anti-CD20-mediated B-cell depletion or at least identifying any true treatment effect
            size probably include concomitant use of high-dose steroids, stringent and
            nonorgan-specific clinical response criteria, too short a follow-up, and, from a
            statistical perspective, the sample size. However, the trials confirm the safety of
            repeated treatment with rituximab.</p>
         <p indent="1">&#8226; A better response to rituximab detected in patients of
            African-American and Hispanic ancestry highlights the importance of preplanned subgroup
            analysis and the need to better understand the potential disease drivers of a treatment
            effect when compared with a standard-of-care regimen in a trial setting.</p>
         <p indent="1">&#8226; The significant biological effects seen with rituximab need to be
            monitored to assess clinical benefit and risk in the long term.</p>
         <p indent="1">&#8226; Future clinical trial design in SLE and lupus nephritis may be guided
            by the key working groups of experts, including the European League Against Rheumatism
            task force, in order to achieve standardisation and to continually apply lessons from
            both clinical and trial experience.</p>
      </sec>
      <sec>
         <st>
            <p>Abbreviations</p>
         </st>
         <p>BAFF: B-cell activating factor belonging to the TNF family; BCDT: B-call depletion
            therapy; BILAG: British Isles Lupus Assessment Group; DBRCT: double-blind: randomised:
            placebo-controlled trial; dsDNA: double-stranded DNA; mAb: monoclonal antibody; RA:
            rheumatoid arthritis; SLE: systemic lupus erythematosus.</p>
      </sec>
      <sec>
         <st>
            <p>Competing interests</p>
         </st>
         <p>DJ has received research grants from Roche/Genentech and Viforpharma, and consulting
            fees from BIOGEN, Boehringer, GSK, Roche/Genentech and UCB. DC is an employee of
            MedImmune Ltd and a former employee of Roche Products Ltd. DI has consulted for Roche,
            asking that his fee is donated to a local research charity. VR declares that he has no
            competing interests.</p>
      </sec>
      <sec>
         <st>
            <p>Declarations</p>
         </st>
         <p>This article has been published as part of <it>Arthritis Research &amp; Therapy
            </it>Volume 15 Supplement 1, 2013: B cells in autoimmune diseases: Part 2. The
            supplement was proposed by the journal and content was developed in consultation with
            the Editors-in-Chief. Articles have been independently prepared by the authors and have
            undergone the journal's standard peer review process. Publication of the supplement was
            supported by Medimmune.</p>
      </sec>
   </bdy>
   <bm>
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